Regulatory Information & Disclosures
Access all regulatory documents, charters, and disclosures for PMS, RIA, and more.
| Sr.No | Received From | Pending at the end of last month | Recieved | Resolved | Total Pending | Pending complaints> 3months | Avg resolution time (in days) |
|---|---|---|---|---|---|---|---|
|
1 |
Directly from Investors |
0 |
0 |
0 |
0 |
0 |
NA |
|
2 |
SEBI (SCORES) |
0 |
0 |
0 |
0 |
0 |
NA |
|
3 |
Other Sources (if any) |
0 |
0 |
0 |
0 |
0 |
NA |
|
|
Grand Total |
0 |
0 |
0 |
0 |
0 |
NA |
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
| Sr. No | Financial Year | Compliance Audit Status | Remarks, If any |
|---|---|---|---|
|
1 |
FY 2020-21 |
Conducted |
|
|
2 |
FY 2021-22 |
Conducted |
|
|
3 |
FY 2022-23 |
Conducted |
|
|
4 |
FY 2023-24 |
Conducted |
|
|
5 |
FY 2024-25 |
Conducted |
Audit report and Client Level Segregation audited report
| Financial Year | Audit Report | Client Level Segregation Report |
|---|---|---|
|
2022 – 2023 |
||
|
2023 – 2024 |
||
|
2024 – 2025 |